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FINRA Awards for Marvin G. Breen

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0006411/18/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Kendall Blunt
Respondent Lawyers(s): John T. Carr
Arbitrator(s): Marvin G. Breen, Joyce L. Tyler, Alan Reginald Doe
Hearing Site: Portland, OR
08-0390008/11/2009Claimant(s): Gina D'Alessandro
Claimant Lawyers(s): Gina T. D'Alessandro
Respondent(s): Atel Securities Corporation
Respondent Lawyers(s): Stewart H. Foreman
Arbitrator(s): William Ziering, Marvin G. Breen, George King
Hearing Site: San Francisco, CA

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