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FINRA Awards for Hal Finberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0248007/12/2022Claimant(s): Hal Finberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX

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