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FINRA Awards for Judith Ann Estabrook Shepard

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0115808/02/2017Claimant(s): Deborah Greenlee-Keck
Claimant Lawyers(s): Matthew W. Schramm
Respondent(s): Wells Fargo Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap, William W. Allen
Arbitrator(s): Robert J. Scafuri, Judith Ann Estabrook Shepard, F. Bradford Johnson
Hearing Site: Indianapolis, IN

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