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FINRA Awards for Shane Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0350906/21/2021Claimant(s): Shane Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Capital.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX

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