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FINRA Awards for Humberto D. Sirvent

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0084308/18/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Humberto Sirvent
Respondent Lawyers(s): Humberto D. Sirvent
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ

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