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FINRA Awards for Timothy J Brockman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0125603/07/2017Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L Herskovits
Respondent(s): Timothy Brockman
Respondent Lawyers(s): Timothy J Brockman
Arbitrator(s): Robert G. Bannon
Hearing Site: Columbia, SC

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