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FINRA Awards for Richard J. Rosenstock

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0104705/03/2023Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Ladenburg Capital Management Inc.
Respondent Lawyers(s): Richard J. Rosenstock
Arbitrator(s): Peter A. Goldman, Howard L. Sobel, Anthony J Casino
Hearing Site: New York, NY

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