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FINRA Awards for Feltl & Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0325610/15/2019Claimant(s): Feltl & Company
Claimant Lawyers(s): Debra L. Weiss
Respondent(s): Robert Long
Respondent Lawyers(s): Jared M. Goerlitz
Arbitrator(s): Douglas J. Nesbit, William Benjamin Gavzy, Michael Anthony Pysno
Hearing Site: Minneapolis, MN
16-0029512/29/2017Claimant(s): Feltl & Company
Claimant Lawyers(s): Steven Phillips
Respondent(s): Mark Fautsch
Respondent Lawyers(s): Jonathan P. Norrie
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
14-0195507/17/2015Claimant(s): Thomas Ottman
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): John Feltl, Mary Feltl, Feltl & Company
Respondent Lawyers(s): Matthew T. Boos, Thomas F. Steichen
Arbitrator(s): Joan L. Volz, John W. MacKimm, Frank Abramson
Hearing Site: Minneapolis, MN

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