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FINRA Awards for Samuel McCormick

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0119809/04/2012Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Samuel McCormick
Respondent Lawyers(s): Samuel Troy McCormick
Arbitrator(s): Michael G. Clark
Hearing Site: Portland, OR

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