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FINRA Awards for Richard Del Monte

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0083001/11/2019Claimant(s): Richard Del Monte
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Securities America.
Respondent Lawyers(s): Chad E. Weaver
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA

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