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FINRA Awards for Robert Lee Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0256911/13/2015Claimant(s): Michelle Petersen
Claimant Lawyers(s): Brock J. Specht
Respondent(s): Allianz Life Financial Services
Respondent Lawyers(s): Jodie F. Weinstein
Arbitrator(s): Lawrence R. Commers, Robert Lee Nelson, Robert Drae Venters
Hearing Site: Minneapolis, MN
13-0001809/12/2013Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Robert Nelson
Respondent(s): Douglas Evans, Stalwart Capital
Respondent Lawyers(s): Douglas Craig Evans
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA

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