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FINRA Awards for Heather Gaile Layton

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0199811/09/2023Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Marlon Scott
Respondent Lawyers(s): Marlon Keith Scott
Arbitrator(s): Heather Gaile Layton
Hearing Site: Houston, TX

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