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FINRA Awards for James L. Parks

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0199212/17/2012Claimant(s): Thomas Meagher
Claimant Lawyers(s): James L. Parks
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): David J. Reis
Arbitrator(s): Peter H. Daly, Jonathan H. Krotinger, Douglas J. Pavese
Hearing Site: San Francisco, CA

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