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FINRA Awards for Frank A. Dusek

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0126712/15/2017Claimant(s): Mark Aigner
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miriam G. Bahcall
Arbitrator(s): Doris H. Geck, Marilee Roberg, Frank A. Dusek
Hearing Site: Chicago, IL
14-0221204/16/2015Claimant(s): Anthony Meyer
Claimant Lawyers(s): Schulyer Geller
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Phillips M. Montross, Daniel Baruch Lidawer, Frank A. Dusek
Hearing Site: Chicago, IL

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