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FINRA Awards for Gerard T. Rohrer

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0212402/11/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerard T. Rohrer
Respondent(s): Alexander Potenza
Respondent Lawyers(s): Alexander Potenza
Arbitrator(s): Richard W. Thornburg
Hearing Site: Jacksonville, FL

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