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FINRA Awards for Robert O'Herlihy

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0039408/17/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert Frances O'Herlihy
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
10-0537204/04/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert O'Herlihy
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ

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