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FINRA Awards for Stephen Wood

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0230212/20/2017Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ

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