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FINRA Awards for Lisa Shusterman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0149109/14/2012Claimant(s): Mark Dickman
Claimant Lawyers(s): Cindy Peters
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Lisa Shusterman, Debora A. Caley, Jeff VanWay
Hearing Site: Cincinnati, OH
11-0248712/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Daniel Dennison
Respondent Lawyers(s): Daniel Charles Dennison
Arbitrator(s): Lisa Shusterman
Hearing Site: Indianapolis, IN

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