FINRA Awards for Duane Ted Wolfe

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03789	02/15/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Matthew Francis Respondent Lawyers(s): Matthew Hamel Francis Arbitrator(s): Guenter S. Cohn, Duane Ted Wolfe, Joseph Patrick Kett Hearing Site: San Diego, CA
07-01447	06/04/2008	Claimant(s): William Buechler Claimant Lawyers(s): Bradd L. Milove Respondent(s): Wachovia Securities, Wachovia Corporation Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Guenter S. Cohn, Anatoly "Tony" Zuban, Duane Ted Wolfe Hearing Site: San Diego, CA