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FINRA Awards for Rachel Carp

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124212/31/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Joshua Krieg
Respondent Lawyers(s): Joshua T. Krieg
Arbitrator(s): Paul Davis Pearlstein
Hearing Site: Washington, DC
11-0438505/16/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Jon Coleman
Respondent Lawyers(s): Jon Christian Coleman
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX

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