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FINRA Awards for Autumn Crowell

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0349305/01/2018Claimant(s): Corey Ross
Claimant Lawyers(s): Corey Douglas Ross
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
16-0321204/19/2017Claimant(s): Martin Flores
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA

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