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FINRA Awards for Thomas R. Bromberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0444110/15/2010Claimant(s): Debra White
Claimant Lawyers(s): John White
Respondent(s): CapWest Securities., Capstone Financial Group.
Respondent Lawyers(s): Gregory Sherwin
Arbitrator(s): Dennis Dowd, Steven Meyrich, Thomas R. Bromberg
Hearing Site: Denver, CO

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