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FINRA Awards for Dominique Heller

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0263903/25/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique Heller
Respondent(s): David Cohn
Respondent Lawyers(s): David Edward Cohn
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
12-0269709/09/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Dominique Heller
Respondent(s): Sandra Macdowell
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX

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