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FINRA Awards for Roger Faubel

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0089910/02/2007Claimant(s): Midsouth Capital.
Claimant Lawyers(s): Thomas R. Todd
Respondent(s): Roger Faubel, Dow Financial Services.
Respondent Lawyers(s): James L. Messenger
Arbitrator(s): Robert Rapp
Hearing Site: Cleveland, OH

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