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FINRA Awards for Saratoga Capital d/b/a Saratoga Cap

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0124112/11/2009Claimant(s): Nicholas Weiss
Claimant Lawyers(s): Stephen J. Nelson
Respondent(s): Saratoga Capital d/b/a Saratoga Cap
Respondent Lawyers(s): Kim Lauren Michael
Arbitrator(s): Saul W. Nirenberg, Sandra Gale Behrle, Robert S. Getman
Hearing Site: New York, NY

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