Potomac Analytics' Logo

FINRA Awards for Thomas J. Kolb Trust

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0298405/01/2012Claimant(s): Joshua Bliss, E*Trade Securities LLC
Claimant Lawyers(s): John E. Bersin
Respondent(s): Sheila R. Mitchell Trust, Sherry Raymond Supplemental Needs Trust, Thomas J. Kolb Trust
Respondent Lawyers(s): Thomas J. Kolb
Arbitrator(s): Ronald Edward Hibbing, Suzanne M. Dallimore, P.C., Robert Harrison Schlosser
Hearing Site: Phoenix, AZ
Expungement

1 Results

Display: