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FINRA Awards for Wallace Key

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0111604/13/2012Claimant(s): Jason Schlesinger
Claimant Lawyers(s): Richard E. Levine
Respondent(s): Wells Fargo Advisors, Peter Hong, Wallace Key
Respondent Lawyers(s): Mitchell Albert
Arbitrator(s): Joseph H. Sturdivant, Kenneth W. Gosliner, John J. Shook
Hearing Site: San Francisco, CA

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