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FINRA Awards for Kris Haber

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0452910/06/2010Claimant(s): Lazard Asset Management LLC, Lazard Asset Management Securities LLC
Claimant Lawyers(s): Jason C. Rubinstein
Respondent(s): Kris Haber
Respondent Lawyers(s): Alan R. Friedman
Arbitrator(s): Donald J. Zoeller, John B. Myers, Michele S. Riley
Hearing Site: New York, NY

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