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FINRA Awards for Jon kaplon

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0017911/19/2018Claimant(s): Daniel Foran
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Raymond James Financial Services.
Respondent Lawyers(s): Jon kaplon, Stanton Fears
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ

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