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FINRA Awards for Dag Olov Brandfors

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0222407/18/2011Claimant(s): Wamu Investments.
Claimant Lawyers(s): Christopher B. Wells
Respondent(s): Dag Olov Brandfors, Joshua Hummel, Teresa Herrick
Respondent Lawyers(s): Richard Brady
Arbitrator(s): David W. Evans, Carl J. Carlson, Charles M. Ackerman
Hearing Site: Seattle, WA

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