Potomac Analytics' Logo

FINRA Awards for Laura Kate Wennik

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0405702/07/2014Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Beatrice Cheah
Arbitrator(s): Renan I. Sugarman, Dennis Roger Ahlm, Laura Kate Wennik
Hearing Site: Minneapolis, MN
09-0167003/10/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Lance Morque
Respondent Lawyers(s): Bruce N. Crawford
Arbitrator(s): Roger D. Johnson, Craig A. Gordon, Laura Kate Wennik
Hearing Site: Minneapolis, MN

2 Results

Display: