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FINRA Awards for Michael Escobar

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0195602/21/2024Claimant(s): Michael Escobar
Claimant Lawyers(s): James P. Galvin
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0184804/08/2022Claimant(s): Michael Escobar
Claimant Lawyers(s): James P. Galvin
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Kurt L. Smith, Robert J. Gregory, Jay M. Vogelson
Hearing Site: Dallas, TX

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