FINRA Awards for David E. Bailey

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00804	02/10/2023	Claimant(s): Scott Reed Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Sanctuary Securities. Respondent Lawyers(s): Kathleen A. DeLaney Arbitrator(s): Barry Goldman, Robert L. Smith, David E. Bailey Hearing Site: Indianapolis, IN
16-03516	10/12/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO