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FINRA Awards for Gary Walter Oliphant

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0074203/30/2017Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Gary Oliphant
Respondent Lawyers(s): Gary Walter Oliphant
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL

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