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FINRA Awards for Timothy Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0246608/06/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Timothy Miller
Respondent Lawyers(s): Joseph R. West
Arbitrator(s): Peter Edward Sheridan
Hearing Site: Philadelphia, PA
08-0416902/08/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin Walker
Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller
Respondent Lawyers(s): Brian J. Sommer, Kevin Walker
Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola
Hearing Site: Pittsburgh, PA

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