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FINRA Awards for Thomas G. Nicholson

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0113011/05/2019Claimant(s): Kyle Skinner
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Tina E. Patterson
Hearing Site: Wilmington, DE

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