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FINRA Awards for James H. Sumpter

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0110908/16/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James Sumpter
Respondent Lawyers(s): James H. Sumpter
Arbitrator(s): Stephen P. Hoffman
Hearing Site: New Orleans, LA

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