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FINRA Awards for James M Coakley

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0299701/28/2009Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Frank J. Vitolo
Respondent(s): Kevin O'Neil
Respondent Lawyers(s): Kevin P. O'Neil
Arbitrator(s): Dallas Whitney Coffman, Lane Steven Bucklan, James M Coakley
Hearing Site: Hartford, CT

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