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FINRA Awards for Humberto Vega

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0037706/17/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Humberto Vega
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL

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