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FINRA Awards for Annette Findling

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0007206/17/2022Claimant(s): Annette Findling
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL

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