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FINRA Awards for Scott Nicol

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0097709/13/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Carp
Respondent(s): Scott Nicol
Respondent Lawyers(s): Scott Cameron Nicol
Arbitrator(s): Benjamin A. Kerner
Hearing Site: Detroit, MI
08-0488104/23/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Scott Nicol
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, D. Michael Kratchman, Garrick A. Rollert
Hearing Site: Detroit, MI

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