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FINRA Awards for Renan I. Sugarman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0405702/07/2014Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Beatrice Cheah
Arbitrator(s): Renan I. Sugarman, Dennis Roger Ahlm, Laura Kate Wennik
Hearing Site: Minneapolis, MN

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