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FINRA Awards for James Lee Guber

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0173112/12/2017Claimant(s): James Guber
Claimant Lawyers(s): James Lee Guber
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Wayne I. Harris
Hearing Site: New York, NY

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