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FINRA Awards for Mary Kathleen Mackey

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050805/20/2024Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Trace Schmeltz
Respondent(s): Apex Clearing Corporation, Webull Financial LLC
Respondent Lawyers(s): Jonathan D. Neerman, Ryan K. Bakhtiari
Arbitrator(s): Mark Aaron Jones, Mary Mackey, Page R Barnes
Hearing Site: San Francisco, CA
18-0046702/11/2019Claimant(s): Renick Brown
Claimant Lawyers(s): Renick Brown
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Ali I. Haque
Arbitrator(s): N. John Marinack, James T. Carney, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA

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