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FINRA Awards for Nancy Griffith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0224902/23/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Nancy Griffith
Respondent Lawyers(s): Nancy Putnam Griffith
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC

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