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FINRA Awards for Julian W. Wells

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0038607/06/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Julian W. Wells
Respondent(s): James Porrazzo
Respondent Lawyers(s): James M. Porrazzo
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
10-0239912/03/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Julian W. Wells
Respondent(s): Richard Griffler
Respondent Lawyers(s): Richard Elliot Griffler
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY

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