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FINRA Awards for Paul Davis Pearlstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124212/31/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Joshua Krieg
Respondent Lawyers(s): Joshua T. Krieg
Arbitrator(s): Paul Davis Pearlstein
Hearing Site: Washington, DC
09-0523602/09/2011Claimant(s): Gilbert Kuta
Claimant Lawyers(s): Patrick G. Finegan
Respondent(s): John Taft, Patrick Vaughan, RBC Capital Markets LLC, Todd Schnell, Walter Crowell
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Paul Davis Pearlstein, Carol Ann Anderson, Simon Zhou Wu
Hearing Site: Washington, DC

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