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FINRA Awards for Kathleen K. Murphy

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0377808/01/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Hare
Respondent Lawyers(s): Jeremy David Hare
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
10-0006108/27/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher C. Young
Respondent(s): James Tatlow
Respondent Lawyers(s): William J. Galbally
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA

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