FINRA Awards for Aaron R. Hartman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02453	12/29/2017	Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew Shapren Respondent(s): Jeffrey Olson Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
07-02585	09/30/2008	Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Aaron R. Hartman Respondent(s): Andrew Bjornlie, James Bjornlie, RBC Dain Rauscher. Respondent Lawyers(s): Peter J. Meyer Arbitrator(s): Judith A. Rogosheske, James A. Lundberg, Gary L. Hansen Hearing Site: Minneapolis, MN