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FINRA Awards for Robert S. Rosenfeld

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0431010/21/2010Claimant(s): New England Securities, New England Life Insurance Company
Claimant Lawyers(s): Martin Harris
Respondent(s): James Archibald
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld
Hearing Site: Manchester, NH

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